| RIVERNORTH CAPITAL MANAGEMENT, LLC |
DELAWARE |
4965420 |
0 |
4965420 |
0 |
4965420 |
5.22 % |
14/02/2023 |
| Morgan Stanley Smith Barney LLC |
Delaware. |
0 |
0 |
0 |
13 |
4814239 |
5.1 % |
09/02/2022 |
| Morgan Stanley |
Delaware. |
0 |
0 |
0 |
13 |
4814239 |
5.1 % |
09/02/2022 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
DELAWARE |
3475663 |
0 |
3475663 |
0 |
3475663 |
2.74 % |
16/02/2021 |
| RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND |
DELAWARE |
3132142 |
0 |
3132142 |
0 |
3132142 |
2.47 % |
16/02/2021 |
| Saba Capital Management, L.P. |
Citizenship or Place of Organization |
0 |
2244297 |
0 |
2244297 |
2244297 |
2.4 % |
12/02/2021 |
| Boaz R. Weinstein |
Citizenship or Place of Organization |
0 |
2244297 |
0 |
2244297 |
2244297 |
2.4 % |
12/02/2021 |
| Saba Capital Management GP, LLC |
Citizenship or Place of Organization |
0 |
2244297 |
0 |
2244297 |
2244297 |
2.4 % |
12/02/2021 |
| Saba Capital Management, L.P. |
Delaware |
0 |
5793994 |
0 |
5793994 |
5793994 |
6.1 % |
23/11/2020 |
| Boaz R. Weinstein |
Delaware |
0 |
5793994 |
0 |
5793994 |
5793994 |
6.1 % |
23/11/2020 |
| Saba Capital Management GP, LLC |
Delaware |
0 |
5793994 |
0 |
5793994 |
5793994 |
6.1 % |
23/11/2020 |
| Boaz R. Weinstein |
United States |
0 |
12912550 |
0 |
10 |
12912550 |
10.1 % |
06/04/2020 |
| Saba Capital Management, L.P. |
Delaware |
0 |
12912550 |
0 |
10 |
12912550 |
10.1 % |
06/04/2020 |
| Saba Capital Management GP, LLC |
Delaware |
0 |
12912550 |
0 |
10 |
12912550 |
10.1 % |
06/04/2020 |
| Boaz R. Weinstein |
United States |
0 |
15415493 |
0 |
10 |
15415493 |
12 % |
21/02/2020 |
| Saba Capital Management, L.P. |
Delaware |
0 |
15415493 |
0 |
10 |
15415493 |
12 % |
21/02/2020 |
| Saba Capital Management GP, LLC |
Delaware |
0 |
15415493 |
0 |
10 |
15415493 |
12 % |
21/02/2020 |
| Saba Capital Management GP, LLC |
Delaware |
0 |
13681926 |
0 |
10 |
13681926 |
10.7 % |
19/02/2020 |
| Saba Capital Management, L.P. |
Delaware |
0 |
13681926 |
0 |
10 |
13681926 |
10.7 % |
19/02/2020 |
| Boaz R. Weinstein |
United States |
0 |
13681926 |
0 |
10 |
13681926 |
10.7 % |
19/02/2020 |
| Boaz R. Weinstein |
United States |
0 |
13681926 |
0 |
10 |
13681926 |
10.7 % |
18/02/2020 |
| Saba Capital Management GP, LLC |
Delaware |
0 |
13681926 |
0 |
10 |
13681926 |
10.7 % |
18/02/2020 |
| Saba Capital Management, L.P. |
Delaware |
0 |
13681926 |
0 |
10 |
13681926 |
10.7 % |
18/02/2020 |
| RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND |
MARYLAND |
7721929 |
0 |
7721929 |
0 |
7721929 |
6.03 % |
13/02/2020 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
DELAWARE |
9680707 |
0 |
9680707 |
0 |
9680707 |
7.56 % |
13/02/2020 |
| Saba Capital Management, L.P. |
Delaware |
0 |
13901695 |
0 |
10 |
13901695 |
10.77 % |
14/03/2019 |
| Boaz R. Weinstein |
United States |
0 |
13901695 |
0 |
10 |
13901695 |
10.77 % |
14/03/2019 |
| RIVERNORTH/DOUBLELINE STRATEGIC INCOME FUND |
DELAWARE |
6870046 |
0 |
6870046 |
0 |
6870046 |
5.32 % |
14/02/2019 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
DELAWARE |
9857102 |
0 |
9857102 |
0 |
9857102 |
7.63 % |
14/02/2019 |
| Boaz R. Weinstein |
Delaware |
0 |
0 |
0 |
13089380 |
13089380 |
10.14 % |
10/01/2019 |
| Saba Capital Management, L.P. |
Delaware |
0 |
0 |
0 |
13089380 |
13089380 |
10.14 % |
10/01/2019 |
| Saba Capital Management, L.P. |
Delaware |
0 |
7403091 |
0 |
7403091 |
7403091 |
5.73 % |
05/03/2018 |
| Boaz R. Weinstein |
Delaware |
0 |
7403091 |
0 |
7403091 |
7403091 |
5.73 % |
05/03/2018 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
DELAWARE |
8872673 |
0 |
8872673 |
0 |
8872673 |
6.87 % |
14/02/2018 |
| Morgan Stanley |
Delaware. |
0 |
5434538 |
0 |
3802319 |
5797520 |
4.4 % |
12/02/2018 |
| Morgan Stanley Smith Barney LLC |
Delaware. |
0 |
5434538 |
0 |
3802319 |
5797520 |
4.4 % |
12/02/2018 |
| Morgan Stanley |
The state of organization is Delaware. |
4295734 |
1454182 |
0 |
4483526 |
5937708 |
7.1 % |
17/02/2015 |
| Morgan Stanley Smith Barney LLC |
The state of organization is Delaware. |
4295734 |
1454182 |
0 |
4483526 |
5937708 |
7.1 % |
17/02/2015 |