Heliogen, Inc. HLGN
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Patrick SoonShiong | United States America | 2345714 | 31901165 | 2345714 | 31901165 | 34246879 | 17.4 % | 16/06/2023 |
| Nant Capital LLC | Delaware | 0 | 31901165 | 0 | 31901165 | 31901165 | 16.2 % | 16/06/2023 |
| California Capital Equity, LLC | Delaware | 0 | 31901165 | 0 | 31901165 | 31901165 | 16.2 % | 16/06/2023 |
| Patrick SoonShiong | United States America | 2345714 | 31901165 | 2345714 | 31901165 | 34246879 | 17.4 % | 16/06/2023 |
| Nant Capital LLC | Delaware | 0 | 31901165 | 0 | 31901165 | 31901165 | 16.2 % | 16/06/2023 |
| California Capital Equity, LLC | Delaware | 0 | 31901165 | 0 | 31901165 | 31901165 | 16.2 % | 16/06/2023 |
| Kolluri | United States | 10509954 | 5 | 10509954 | 7 | 10509954 | 5.5 % | 02/02/2023 |
| NeoTribe Associates I, L.P. | Delaware | 407573 | 5 | 407573 | 7 | 407573 | 0.2 % | 02/02/2023 |
| NeoTribe Ventures I, L.P. | Delaware | 10102381 | 5 | 10102381 | 7 | 10102381 | 5.3 % | 02/02/2023 |
| Partners I, LLC | Delaware | 10509954 | 5 | 10509954 | 7 | 10509954 | 5.5 % | 02/02/2023 |
| Idealab Holdings, LLC | Delaware, U.S.A. | 0 | 15341231 | 0 | 15341231 | 15341231 | 8.1 % | 02/06/2022 |
| Idealab | California, U.S.A. | 0 | 15341231 | 0 | 15341231 | 15341231 | 8.1 % | 02/06/2022 |
| Renee LaBran | U.S.A. | 0 | 15341231 | 0 | 15341231 | 15341231 | 8.1 % | 02/06/2022 |
| IDEALAB HOLDINGS, LLC | Delaware, U.S.A. | 15341231 | 0 | 15341231 | 0 | 15341231 | 8.4 % | 09/03/2022 |
| Nant Capital LLC | Delaware | 0 | 24646323 | 0 | 24646323 | 24646323 | 13.4 % | 23/02/2022 |
| California Capital Equity, LLC | Delaware | 0 | 24646323 | 0 | 24646323 | 24646323 | 13.4 % | 23/02/2022 |
| Patrick SoonShiong | United States America | 1011663 | 24646323 | 1011663 | 24646323 | 25657986 | 14 % | 23/02/2022 |
| Dakin Sloss | United States | 0 | 26598734 | 0 | 26598734 | 265987344 | 14.5 % | 22/02/2022 |
| Heliogen PML SPV 1 LP | Delaware | 0 | 6668457 | 0 | 6668457 | 6668457 | 3.6 % | 22/02/2022 |
| Prime Movers Lab GP II LLC | Delaware | 0 | 6668457 | 0 | 6668457 | 66684573 | 3.6 % | 22/02/2022 |
| Prime Movers Lab Fund I LP | Delaware | 0 | 19930277 | 0 | 19930277 | 19930277 | 10.9 % | 22/02/2022 |
| Prime Movers Lab GP I LLC | Delaware | 0 | 19930277 | 0 | 19930277 | 199302772 | 10.9 % | 22/02/2022 |
| Heliogen PML SPV 1 LP | Delaware | 0 | 6668457 | 0 | 6668457 | 6668457 | 3.6 % | 22/02/2022 |
| Prime Movers Lab GP II LLC | Delaware | 0 | 6668457 | 0 | 6668457 | 66684573 | 3.6 % | 22/02/2022 |
| Dakin Sloss | United States | 0 | 26598734 | 0 | 26598734 | 265987344 | 14.5 % | 22/02/2022 |
| Prime Movers Lab Fund I LP | Delaware | 0 | 19930277 | 0 | 19930277 | 19930277 | 10.9 % | 22/02/2022 |
| Prime Movers Lab GP I LLC | Delaware | 0 | 19930277 | 0 | 19930277 | 199302772 | 10.9 % | 22/02/2022 |
| NeoTribe Associates I, L.P. (“NTA I”) | 945742 | 945742 | 0.5 % | 14/02/2022 | ||||
| NeoTribe Ventures I, L.P. (“NTV I”) | 23471588 | 23471588 | 12.8 % | 14/02/2022 | ||||
| Krishna Kolluri (“Kolluri”) | 24417330 | 13.3 % | 14/02/2022 | |||||
| NeoTribe Partners I, LLC (“NTP I”) | 24417330 | 13.3 % | 14/02/2022 | |||||
| Integrated Core Strategies (US) LLC | 125000 | 0.1 % | 11/02/2022 | |||||
| Riverview Group LLC | 2 | 0 % | 11/02/2022 | |||||
| Millennium Management LLC | 958335 | 0.5 % | 11/02/2022 | |||||
| Israel A. Englander | 958335 | 0.5 % | 11/02/2022 | |||||
| Integrated Core Strategies (US) LLC | 125000 | 0.1 % | 11/02/2022 | |||||
| Riverview Group LLC | 2 | 0 % | 11/02/2022 | |||||
| ICS Opportunities, Ltd. | 833333 | 0.5 % | 11/02/2022 | |||||
| Israel A. Englander | 958335 | 0.5 % | 11/02/2022 | |||||
| Millennium Group Management LLC | 958335 | 0.5 % | 11/02/2022 | |||||
| ICS Opportunities, Ltd. | 833333 | 0.5 % | 11/02/2022 | |||||
| Millennium International Management LP | 833333 | 0.5 % | 11/02/2022 | |||||
| Millennium International Management LP | 833333 | 0.5 % | 11/02/2022 | |||||
| Millennium Management LLC | 958335 | 0.5 % | 11/02/2022 | |||||
| Millennium Group Management LLC | 958335 | 0.5 % | 11/02/2022 | |||||
| Daniel G. Cohen | United States | 0 | 2500000 | 0 | 2500000 | 2500000 | 10 % | 25/03/2021 |
| Dekania Investors, LLC | Delaware | 0 | 2500000 | 0 | 2500000 | 2500000 | 10 % | 25/03/2021 |
| Cohen & Company Financial Management, LLC | Delaware | 0 | 2500000 | 0 | 2500000 | 2500000 | 10 % | 25/03/2021 |
| Cohen & Company LLC | Delaware | 0 | 2500000 | 0 | 2500000 | 2500000 | 10 % | 25/03/2021 |
| Vellar Opportunities Fund Master, Ltd. | Cayman Islands | 2500000 | 0 | 2500000 | 0 | 2500000 | 10 % | 25/03/2021 |
| Cohen & Company Inc. | Delaware | 0 | 2500000 | 0 | 2500000 | 2500000 | 10 % | 25/03/2021 |
| Millennium Group Management LLC | 1375000 | 5.4 % | 24/03/2021 | |||||
| Israel A. Englander | 1375000 | 5.4 % | 24/03/2021 | |||||
| ICS Opportunities, Ltd. | 1000000 | 3.9 % | 24/03/2021 | |||||
| Integrated Core Strategies (US) LLC | 375000 | 1.5 % | 24/03/2021 | |||||
| Millennium Management LLC | 1375000 | 5.4 % | 24/03/2021 | |||||
| Millennium International Management LP | 1000000 | 3.9 % | 24/03/2021 |