Heliogen, Inc. HLGN
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Bruce Galloway | Florida, United States of America | 0 | 420833 | 0 | 10 | 420833 | 7.04 % | 29/07/2024 |
| Galloway Capital Partners, LLC | Delaware, United States of America | 0 | 420833 | 0 | 10 | 420833 | 7.04 % | 29/07/2024 |
| Galloway Capital Partners, LLC | Delaware, United States of America | 0 | 378800 | 0 | 10 | 378800 | 6.41 % | 23/05/2024 |
| Bruce Galloway | Florida, United States of America | 0 | 378800 | 0 | 10 | 378800 | 6.41 % | 23/05/2024 |
| MP 13 Ventures, LLC | 0 | 442298 | 0 | 0 | 442298 | 7.49 % | 23/02/2024 | |
| Cambridge Equities, LP | 0 | 442298 | 0 | 0 | 442298 | 7.49 % | 23/02/2024 | |
| Nant Capital, LLC | 0 | 946275 | 0 | 0 | 946275 | 16.02 % | 23/02/2024 | |
| Patrick Soon-Shiong | 67020 | 1388573 | 67020 | 0 | 1455593 | 24.63 % | 23/02/2024 | |
| Prime Movers Lab Fund II LP | 0 | 0 | 0 | 6917 | 6917 | 1 % | 13/02/2023 | |
| Prime Movers Lab GP II LLC | 0 | 0 | 0 | 6675374 | 6675374 | 3.5 % | 13/02/2023 | |
| Prime Movers Lab GP I LLC | 0 | 0 | 0 | 17270403 | 17270403 | 9 % | 13/02/2023 | |
| Prime Movers Lab Fund I LP | 0 | 0 | 0 | 17270403 | 17270403 | 9 % | 13/02/2023 | |
| Dakin Sloss | 0 | 0 | 0 | 23945777 | 23945777 | 12.5 % | 13/02/2023 | |
| Heliogen PML SPV 1 LP | 0 | 0 | 0 | 6668457 | 6668457 | 3.5 % | 13/02/2023 | |
| William Gross | 9055602 | 1086882 | 9055602 | 1086882 | 10142484 | 5.2 % | 01/06/2022 | |
| IDEALAB HOLDINGS, LLC | Delaware, U.S.A. | 15341231 | 0 | 15341231 | 0 | 15341231 | 8.4 % | 09/03/2022 |
| Patrick Soon-Shiong | United States America | 1011663 | 24646323 | 1011663 | 0 | 25657986 | 14 % | 23/02/2022 |
| California Capital Equity, LLC | United States America | 0 | 24646323 | 0 | 0 | 24646323 | 13.4 % | 23/02/2022 |
| Nant Capital LLC | United States America | 0 | 24646323 | 0 | 0 | 24646323 | 13.4 % | 23/02/2022 |
| Heliogen PML SPV 1 LP | Delaware | 0 | 6668457 | 0 | 6668457 | 6668457 | 3.6 % | 22/02/2022 |
| Prime Movers Lab GP II LLC | Delaware | 0 | 6668457 | 0 | 6668457 | 6668457 | 3.6 % | 22/02/2022 |
| Prime Movers Lab Fund I LP | Delaware | 0 | 19930277 | 0 | 19930277 | 19930277 | 10.9 % | 22/02/2022 |
| Prime Movers Lab GP I LLC | Delaware | 0 | 19930277 | 0 | 19930277 | 19930277 | 10.9 % | 22/02/2022 |
| Dakin Sloss | Delaware | 0 | 26598734 | 0 | 26598734 | 26598734 | 14.5 % | 22/02/2022 |
| Krishna Kolluri (“Kolluri”) | United States | 24417330 | 24417330 | 24417330 | 24417330 | 24417330 | 13.3 % | 14/02/2022 |
| NeoTribe Partners I, LLC (“NTP I”) | Delaware | 24417330 | 24417330 | 24417330 | 24417330 | 24417330 | 13.3 % | 14/02/2022 |
| S NeoTribe Ventures I, L.P. (“NTV I”) | Delaware | 23471588 | 23471588 | 23471588 | 23471588 | 23471588 | 12.8 % | 14/02/2022 |
| NeoTribe Associates I, L.P. (“NTA I”) | Delaware | 945742 | 945742 | 945742 | 945742 | 945742 | 0.5 % | 14/02/2022 |
| Athena Technology Sponsor LLC | Delaware | 0 | 10516667 | 0 | 10516667 | 10516667 | 29.6 % | 29/03/2021 |
| Phyllis W. Newhouse | United States | 0 | 10516667 | 0 | 10516667 | 10516667 | 29.6 % | 29/03/2021 |
| Isabelle Freidheim | United States | 0 | 10516667 | 0 | 10516667 | 10516667 | 29.6 % | 29/03/2021 |
| Cohen & Company Financial Management, LLC | Delaware | 0 | 2500000 | 0 | 2500000 | 2500000 | 10 % | 25/03/2021 |
| Daniel G. Cohen | Delaware | 0 | 2500000 | 0 | 2500000 | 2500000 | 10 % | 25/03/2021 |
| Vellar Opportunities Fund Master, Ltd. | Delaware | 2500000 | 0 | 2500000 | 0 | 2500000 | 10 % | 25/03/2021 |
| Dekania Investors, LLC | Delaware | 0 | 2500000 | 0 | 2500000 | 2500000 | 10 % | 25/03/2021 |
| Cohen & Company LLC | Delaware | 0 | 2500000 | 0 | 2500000 | 2500000 | 10 % | 25/03/2021 |
| Cohen & Company Inc. | Delaware | 0 | 2500000 | 0 | 2500000 | 2500000 | 10 % | 25/03/2021 |
| Millennium Group Management LLC | 0 | 1375000 | 0 | 1375000 | 1375000 | 5.4 % | 24/03/2021 | |
| Millennium Management LLC | 0 | 1375000 | 0 | 1375000 | 1375000 | 5.4 % | 24/03/2021 | |
| Israel A. Englander | 0 | 1375000 | 0 | 1375000 | 1375000 | 5.4 % | 24/03/2021 | |
| Millennium International Management LP | 0 | 1000000 | 0 | 1000000 | 1000000 | 3.9 % | 24/03/2021 | |
| ICS Opportunities, Ltd. | 0 | 1000000 | 0 | 1000000 | 1000000 | 3.9 % | 24/03/2021 | |
| Integrated Core Strategies (US) LLC | 0 | 375000 | 0 | 375000 | 375000 | 1.5 % | 24/03/2021 |