LPCN

Lipocine Inc. LPCN

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
The Vanguard Group - 23-1945930 Pennsylvania For 0 12688 3768535 41435 3809970 4.32 % 10/02/2022
13-3127734 Delaware 0 0 0 0 0 0 % 10/02/2021
26-0385758 Delaware 0 0 0 0 0 0 % 10/02/2021
Hudson Bay Capital Management LP State of Delaware 0 0 0 0 0 0 % 10/02/2021
Sander Gerber United States 0 0 0 0 0 0 % 10/02/2021
The Vanguard Group - 23-1945930 Pennsylvania 0 20460 0 49207 3591004 5.47 % 10/02/2021
Mr. Philip C. Timon Cayman Islands 0 3361344 0 3361344 2828294 14.6 % 25/02/2020
13-3127734 Delaware 1384923 0 1842303 58953 1901256 5.36 % 12/02/2020
26-0385758 Delaware 1384923 0 1842303 58953 1901256 5.36 % 12/02/2020
Sander Gerber State of Delaware 0 3932593 0 0 3932593 9.99 % 06/02/2020
Hudson Bay Capital Management LP State of Delaware 0 3932593 0 0 3932593 9.99 % 06/02/2020
First Bank System Inc. Cayman Islands 0 3100000 0 3100000 215991 10.89 % 22/11/2019
VHCP Management II, LLC Delaware 0 1169921 0 0 1169921 5.5 % 13/02/2018
VHCP Management, LLC Delaware 0 1169921 0 0 1169921 5.5 % 13/02/2018
VHCP Co-Investment Holdings II, LLC Delaware 0 1169921 0 0 1169921 5.5 % 13/02/2018
Venrock Healthcare Capital Partners II, L.P. Delaware 0 1169921 0 0 1169921 5.5 % 13/02/2018
VHCP Co-Investment Holdings, LLC Delaware 0 1169921 0 0 1169921 5.5 % 13/02/2018
Venrock Healthcare Capital Partners, L.P. Delaware 0 1169921 0 0 1169921 5.5 % 13/02/2018
Koh, Bong United States 0 1169921 0 0 1169921 5.5 % 13/02/2018
Shah, Nimish United States 0 1169921 0 0 1169921 5.5 % 13/02/2018
98-0557567 Bermuda 0 0 0 0 0 0 % 06/02/2018
52-2343049 New York 142204 0 142204 0 142204 0.67 % 03/01/2018
(1) BlackRock, Inc. Delaware 933074 0 958411 0 958411 4.97 % 08/06/2017
98-0557567 Bermuda 1076424 0 1076424 0 1076424 5.9 % 08/02/2017
(1) BlackRock, Inc. Delaware 952390 0 977281 0 977281 5.4 % 30/01/2017
52-2343049 New York 1178704 0 1178704 0 1178704 6.45 % 11/01/2017
98-0557567 Bermuda 1075000 0 1075000 0 1075000 5.9 % 10/02/2016
Sabby Healthcare Master Fund, Ltd. Cayman Islands 0 1000000 0 1000000 1000000 5.71 % 29/04/2015
2 Cayman Islands 0 1206000 0 1206000 1206000 10.9 % 22/11/2013
2 Cayman Islands 0 1206000 0 1206000 1206000 10.9 % 22/11/2013
2 Cayman Islands 0 1206000 0 1206000 1206000 10.9 % 22/11/2013
2 Cayman Islands 0 1206000 0 1206000 1206000 10.9 % 22/11/2013
LP Cayman Islands 0 1206000 0 0 1206000 9.9 % 05/08/2013
JG Asset, LLC Cayman Islands 0 1206000 0 0 1206000 9.9 % 05/08/2013
Jacob Gottlieb Cayman Islands 0 1206000 0 0 1206000 9.9 % 05/08/2013
Ltd. Cayman Islands 0 1206000 0 0 1206000 9.9 % 05/08/2013

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District