OXLC

Oxford Lane Capital Corp. OXLC

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Karpus Investment Management New York 902087 0 944087 0 944087 8.22 % 13/02/2024
Thomas Philip Majewski United States 9250 2120004 9250 2120004 2129254 18.5 % 08/01/2024
Eagle Point Credit Management LLC Delaware 2120004 0 2120004 0 2120004 18.5 % 08/01/2024
Karpus Investment Management New York 764979 0 806979 0 806979 7.2 % 14/02/2023
Eagle Point Credit Management LLC Delaware 1664411 0 1664411 0 1664411 19.2 % 19/08/2021
Thomas Philip Majewski United States 20450 1664411 20450 1664411 1684861 19.5 % 19/08/2021
Eagle Point Defensive Income Fund US LP Delaware 0 493040 0 493040 493040 5.7 % 19/08/2021
Eagle Point DIF GP I LLC Delaware 0 565566 0 565566 565566 6.5 % 19/08/2021
Karpus Investment Management New York 353309 0 353309 0 353309 3.64 % 10/06/2021
Karpus Investment Management New York 353309 0 353309 0 353309 3.64 % 10/06/2021
Leroy Scott Frantz United States of America 611750 0 611750 0 611750 9.79 % 19/04/2021
Eagle Point Credit Management LLC Delaware 957716 0 957716 0 957716 11.2 % 11/01/2021
Eagle Point DIF GP I LLC Delaware 0 547487 0 547487 547487 6.4 % 11/01/2021
Eagle Point Defensive Income Fund US LP Cayman Islands 0 489176 0 489176 489176 5.7 % 11/01/2021
Thomas Philip Majewski United States 21994 957716 21994 957716 979710 11.5 % 11/01/2021
Karpus Investment Management New York 756499 0 798499 0 798499 9.24 % 08/01/2021
Karpus Investment Management New York 756499 0 798499 0 798499 9.24 % 08/01/2021
Karpus Investment Management New York 1554177 0 1614875 0 1614875 18.33 % 22/06/2020
Karpus Investment Management New York 1554177 0 1614875 0 1614875 18.33 % 22/06/2020
Eagle Point Credit Management LLC Delaware 397231 0 397231 0 397231 4.5 % 22/05/2020
Daniel Michael Spinner United States 25652 397231 25652 397231 422883 4.8 % 22/05/2020
Eagle Point Credit GP I LP Cayman Islands 0 397231 0 397231 397231 4.5 % 22/05/2020
Thomas Philip Majewski United States 21994 397231 21994 397231 419225 4.8 % 22/05/2020
Leroy Scott Frantz United States of America 904154 0 904154 0 904154 10.26 % 17/03/2020
Thomas J. Herzfeld Advisors, Inc. A Florida 269669 61448 269669 61448 331117 6 % 13/02/2018
Leroy Scott Frantz United States of America 649372 0 649372 0 649372 10.23 % 24/01/2018
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1445741 1445741 1445741 26.21 % 11/08/2017
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1445741 1445741 1445741 26.21 % 11/08/2017
Thomas J. Herzfeld Advisors, Inc. A Florida 258424 61448 258424 61448 319872 5.04 % 10/08/2017
Thomas J. Herzfeld Advisors, Inc. A Florida 258424 61448 258424 61448 319872 5.04 % 10/08/2017
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 1441170 1441170 1441170 19.12 % 10/07/2017
Artemis Investment Management LLP London United Kingdom 890358 0 890358 0 890358 4.98 % 18/11/2016
Thomas J. Herzfeld Advisors, Inc. A Florida 741853 213412 741853 213412 955265 16.92 % 03/06/2016
Thomas J. Herzfeld Advisors, Inc. A Florida 1316089 0 1316089 0 1316089 19.38 % 29/01/2016
Thomas J. Herzfeld Advisors, Inc. 742175 17.76 % 10/07/2015
YAKIRA PARTNERS, L.P. DELAWARE 7609 0 7609 0 7609 1.27 % 24/06/2015
MAP 136 SEGREGATED PORTFOLIO CAYMAN ISLANDS 26795 0 26795 0 26795 4.47 % 24/06/2015
Thomas J. Herzfeld Advisors, Inc. A Florida 514761 0 514761 0 514761 17.42 % 05/06/2015
Thomas J. Herzfeld Advisors, Inc. A Florida 427515 0 427515 0 427515 18.77 % 05/06/2015
Thomas J. Herzfeld Advisors, Inc. A Florida 283984 0 283984 0 283984 11.7 % 09/02/2015
Leroy Scott Frantz S United States America 637622 0 637622 0 637622 10.6 % 03/02/2015
Thomas J. Herzfeld Advisors, Inc. A Florida 334552 0 334552 0 334552 11.32 % 09/01/2015
Robert Forster United States 40753 0 40753 0 40753 6.79 % 15/12/2014
Karpus Management, Inc., d/b/a Karpus Investment ManagementI.D. New York 305377 0 305377 0 305377 12.59 % 10/10/2014
Leroy Scott Frantz United States of America 637622 0 637622 0 637622 13.5 % 10/09/2014
Thomas J. Herzfeld Advisors, Inc. A Florida 0 0 0 0 0 0 % 21/11/2013
Charles M. Royce United States of America 201250 0 201250 0 201250 4.05 % 10/05/2012
Charles M. Royce United States of America 161250 0 161250 0 161250 8.8 % 25/01/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District