OXLCI

Oxford Lane Capital Corp. OXLCI

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Investment Management York 764979 0 806979 0 806979 7.2 % 14/02/2023
Leroy Scott Frantz United States of America 611750 0 611750 0 611750 9.79 % 19/04/2021
Eagle Point Credit GP I LP United States 0 397231 0 397231 397231 4.5 % 22/05/2020
Eagle Point Credit Management LLC United States 397231 0 397231 0 397231 4.5 % 22/05/2020
Thomas Philip Majewski United States 21994 397231 21994 397231 419225 4.8 % 22/05/2020
Daniel Michael Spinner United States 25652 397231 25652 397231 422883 4.8 % 22/05/2020
Leroy Scott Frantz United States of America 904154 0 904154 0 904154 10.26 % 17/03/2020
59-2414380 A Florida Corporation 451538 212186 451538 0 663724 13.18 % 14/02/2017
59-2414380 A Florida 741853 213412 741853 0 955265 16.92 % 03/06/2016
59-2414380 A Florida 1316089 0 1316089 0 1316089 19.38 % 29/01/2016
59-2414380 A Florida 283984 0 283984 0 283984 11.7 % 09/02/2015
59-2414380 A Florida 334552 0 334552 0 334552 11.32 % 09/01/2015
Leroy Scott Frantz United States of America 637622 0 637622 0 637622 13.5 % 10/09/2014
59-2414380 A Florida Corporation 35350 0 35350 0 35350 5.89 % 14/02/2013
M. Royce States of America 161250 0 161250 0 161250 8.8 % 25/01/2011

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District