Pioneer Floating Rate Fund, Inc. PHD
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 14/02/2022 |
| Boaz R. Weinstein | Delaware | 0 | 776026 | 0 | 776026 | 776026 | 6.3 % | 31/12/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 776026 | 0 | 776026 | 776026 | 6.3 % | 31/12/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 776026 | 0 | 776026 | 776026 | 6.3 % | 31/12/2020 |
| Saba Capital Management GP, LLC | Delaware | 0 | 3451343 | 0 | 10 | 3451343 | 13.95 % | 01/05/2020 |
| Saba Capital Management, L.P. | Delaware | 0 | 3451343 | 0 | 10 | 3451343 | 13.95 % | 01/05/2020 |
| Boaz R. Weinstein | United States | 0 | 3451343 | 0 | 10 | 3451343 | 13.95 % | 01/05/2020 |
| TIN 47-4067697 | DELAWARE | 1355537 | 0 | 1355537 | 0 | 1355537 | 5.47 % | 13/02/2020 |
| Boaz R. Weinstein | United States | 0 | 1380425 | 0 | 1380425 | 1380425 | 5.58 % | 12/04/2019 |
| Saba Capital Management, L.P. | United States | 0 | 1380425 | 0 | 1380425 | 1380425 | 5.58 % | 12/04/2019 |
| TIN 47-4067697 | DELAWARE | 1405797 | 0 | 1405797 | 0 | 1405797 | 5.68 % | 11/02/2019 |
| Guggenheim Capital, LLC | Delaware | 0 | 1945192 | 0 | 0 | 1945192 | 7.88 % | 14/02/2013 |
| 910, 911, 912, 920, 931, 934, 942, 944, 963, 979 & 982 | Illinois | 0 | 1945192 | 0 | 0 | 1945192 | 7.88 % | 14/02/2013 |
| Guggenheim Partners, LLC | Delaware | 0 | 1945192 | 0 | 0 | 1945192 | 7.88 % | 14/02/2013 |
| GP Holdco, LLC | Delaware | 0 | 1945192 | 0 | 0 | 1945192 | 7.88 % | 14/02/2013 |
| GPFT Holdco, LLC | Delaware | 0 | 1945192 | 0 | 0 | 1945192 | 7.88 % | 14/02/2013 |
| Guggenheim Funds Services, LLC | Delaware | 0 | 1945192 | 0 | 0 | 1945192 | 7.88 % | 14/02/2013 |
| Guggenheim Funds Distributors, LLC | Delaware | 0 | 1945192 | 0 | 0 | 1945192 | 7.88 % | 14/02/2013 |
| Guggenheim Funds Services Holdings, LLC | Delaware | 0 | 1945192 | 0 | 0 | 1945192 | 7.88 % | 14/02/2013 |
| Pioneer Floating Rate Trust | Delaware, U.S.A. | 0 | 0 | 0 | 10 | 0 | 1 % | 30/06/2010 |
| Pioneer Floating Rate Trust | Delaware, U.S.A. | 0 | 0 | 0 | 10 | 0 | 1 % | 30/06/2010 |
| 56-0906609 | Delaware | 0 | 7577 | 0 | 7577 | 7577 | 51.9 % | 20/01/2010 |
| 13-5674085 | Delaware | 0 | 3748 | 0 | 3748 | 3748 | 25.7 % | 20/01/2010 |
| 94-1687665 | Delaware | 0 | 3829 | 0 | 3829 | 3829 | 26.2 % | 20/01/2010 |