RiverNorth Opportunities Fund, Inc. RIV
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 1402154 | 1402154 | 6.5 % | 10/02/2023 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 1402154 | 1402154 | 6.5 % | 10/02/2023 |
| 41-1404829 | Minnesota | 584037 | 0 | 584037 | 0 | 584037 | 3.29 % | 01/03/2022 |
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 969317 | 969317 | 5.5 % | 10/02/2022 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 969317 | 969317 | 5.5 % | 10/02/2022 |
| 41-1404829 | State of Minnesota | 696320 | 0 | 696320 | 0 | 696320 | 5.6 % | 10/02/2022 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 1352536 | 1352536 | 10.4 % | 10/11/2021 |
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 1352536 | 1352536 | 10.4 % | 10/11/2021 |
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 1042032 | 1042032 | 11.1 % | 10/11/2020 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 1042032 | 1042032 | 11.1 % | 10/11/2020 |
| Morgan Stanley | Delaware. | 0 | 0 | 0 | 13 | 713672 | 7.7 % | 12/02/2020 |
| Morgan Stanley Smith Barney LLC | Delaware. | 0 | 0 | 0 | 13 | 713667 | 7.7 % | 12/02/2020 |
| Patrick W. Galley | United States | 25000 | 336390 | 25000 | 0 | 361390 | 9.6 % | 10/08/2017 |
| Brian H. Schmucker | Delaware | 34000 | 336390 | 34000 | 0 | 370390 | 9.9 % | 10/08/2017 |
| (. | Delaware | 336390 | 0 | 336390 | 0 | 336390 | 9 % | 10/08/2017 |