RIV

RiverNorth Opportunities Fund, Inc. RIV

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Morgan Stanley Delaware. 7424 0 1517269 1517269 7.1 % 09/02/2024
Morgan Stanley Smith Barney LLC Delaware. 0 0 1509845 1509845 7 % 09/02/2024
Morgan Stanley Delaware. 0 0 0 1402154 1402154 6.5 % 10/02/2023
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 1402154 1402154 6.5 % 10/02/2023
Sit Investment Associates, Inc. Minnesota 584037 0 584037 0 584037 3.29 % 01/03/2022
Sit Investment Associates, Inc. Minnesota 584037 0 584037 0 584037 3.29 % 01/03/2022
Morgan Stanley Delaware. 0 0 0 969317 969317 5.5 % 10/02/2022
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 969317 969317 5.5 % 10/02/2022
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 1352536 1352536 10.4 % 10/11/2021
Morgan Stanley Delaware. 0 0 0 1352536 1352536 10.4 % 10/11/2021
Morgan Stanley Delaware. 0 0 0 800226 800226 8 % 12/02/2021
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 800226 800226 8 % 12/02/2021
Morgan Stanley Delaware. 0 0 0 1042032 1042032 11.1 % 10/11/2020
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 1042032 1042032 11.1 % 10/11/2020
Morgan Stanley Delaware. 0 5 0 713672 713672 7.7 % 12/02/2020
Morgan Stanley Smith Barney LLC Delaware. 0 0 0 713667 713667 7.7 % 12/02/2020

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District