Shift Technologies, Inc. SFT
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Daniel Mack | USA | 0 | 2752757 | 0 | 2752757 | 2752757 | 1.6 % | 14/02/2023 |
| Nantahala Capital Management, LLC | MA | 0 | 2752757 | 0 | 2752757 | 2752757 | 1.6 % | 14/02/2023 |
| Wilmot B. Harkey | USA | 0 | 2752757 | 0 | 2752757 | 2752757 | 1.6 % | 14/02/2023 |
| Daniel Mack | USA | 0 | 2752757 | 0 | 2752757 | 2752757 | 1.6 % | 14/02/2023 |
| Wilmot B. Harkey | USA | 0 | 2752757 | 0 | 2752757 | 2752757 | 1.6 % | 14/02/2023 |
| Nantahala Capital Management, LLC | MA | 0 | 2752757 | 0 | 2752757 | 2752757 | 1.6 % | 14/02/2023 |
| TRP Capital Management, LLC | Delaware | 0 | 15638725 | 0 | 15638725 | 15638725 | 9.1 % | 19/12/2022 |
| TRP Capital Partners, LP | Delaware | 0 | 15638725 | 0 | 15638725 | 15638725 | 9.1 % | 19/12/2022 |
| TRP Capital Management, LLC | Delaware | 0 | 15638725 | 0 | 15638725 | 15638725 | 9.1 % | 19/12/2022 |
| TRP Capital Partners, LP | Delaware | 0 | 15638725 | 0 | 15638725 | 15638725 | 9.1 % | 19/12/2022 |
| BlackRock, Inc. | Delaware | 1449351 | 0 | 1510291 | 0 | 1510291 | 1.8 % | 08/07/2022 |
| BlackRock, Inc. | Delaware | 4352422 | 0 | 4398223 | 0 | 4398223 | 5.4 % | 11/03/2022 |
| BlackRock, Inc. | Delaware | 0 | 0 | 0 | 0 | 4398223 | 5.4 % | 08/02/2022 |
| FMR LLC | Delaware | 0 | 0 | 68 | 0 | 68 | 0 % | 10/12/2021 |
| Abigail P. Johnson | United States of America | 0 | 0 | 68 | 0 | 68 | 0 % | 10/12/2021 |
| FMR LLC | Delaware | 0 | 0 | 68 | 0 | 68 | 0 % | 10/12/2021 |
| Abigail P. Johnson | United States of America | 0 | 0 | 68 | 0 | 68 | 0 % | 10/12/2021 |
| Periscope Capital Inc. | Canada | 0 | 0 | 0 | 0 % | 16/02/2021 | ||
| Periscope Capital Inc. | Canada | 0 | 0 | 0 | 0 % | 16/02/2021 | ||
| Scopus Partners, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Scopus Advisors, LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Scopus Capital, Inc. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Scopus Asset Management, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Scopus Partners II, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Alexander Mitchell | United States of America | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Scopus Fund Ltd. | British Virgin Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Scopus Vista Fund Ltd. | British Virgin Islands | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Scopus Vista Partners, L.P. | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| UBS O’Connor LLC | Delaware | 56251 | 0 | 56251 | 0 | 56251 | 0.1 % | 16/02/2021 |
| UBS O’Connor LLC | Delaware | 56251 | 0 | 56251 | 0 | 56251 | 0.1 % | 16/02/2021 |
| Daniel G. Cohen | United States | 0 | 4171514 | 0 | 4171514 | 4171514 | 5.1 % | 16/02/2021 |
| Insurance Acquisition Sponsor, LLC | Delaware | 0 | 1917713 | 0 | 1917713 | 1917713 | 2.3 % | 16/02/2021 |
| Dioptra Advisors, LLC | Delaware | 0 | 2253801 | 0 | 2253801 | 2253801 | 2.7 % | 16/02/2021 |
| Cohen & Company, LLC | Delaware | 30000 | 4171514 | 30000 | 4171514 | 4201514 | 5.1 % | 16/02/2021 |
| Polar Asset Management Partners Inc. | Canada | 0 | 0 | 0 | 0 % | 11/02/2021 | ||
| Polar Asset Management Partners Inc. | Canada | 0 | 0 | 0 | 0 % | 11/02/2021 | ||
| SIU MIN WONG | China (Hong Kong) and USA | 0 | 210747 | 0 | 210747 | 210747 | 0.3 % | 01/02/2021 |
| LINDEN CAPITAL L.P. | Bermuda | 0 | 194807 | 0 | 194807 | 194807 | 0.2 % | 01/02/2021 |
| LINDEN GP LLC | Delaware | 0 | 194807 | 0 | 194807 | 194807 | 0.2 % | 01/02/2021 |
| LINDEN ADVISORS LP | Delaware | 0 | 210747 | 0 | 210747 | 210747 | 0.3 % | 01/02/2021 |
| Scopus Capital, Inc. | Delaware | 0 | 1350000 | 0 | 1350000 | 1350000 | 8.7 % | 04/09/2020 |
| Scopus Partners, L.P. | Delaware | 0 | 81986 | 0 | 81986 | 81986 | 0.5 % | 04/09/2020 |
| Alexander Mitchell | United States of America | 0 | 1350000 | 0 | 1350000 | 1350000 | 8.7 % | 04/09/2020 |
| Scopus Advisors, LLC | Delaware | 0 | 1240718 | 0 | 1240718 | 1240718 | 8 % | 04/09/2020 |
| Scopus Vista Fund Ltd. | British Virgin Islands | 0 | 63220 | 0 | 63220 | 63220 | 0.4 % | 04/09/2020 |
| Scopus Fund Ltd. | British Virgin Islands | 0 | 46062 | 0 | 46062 | 46062 | 0.3 % | 04/09/2020 |
| Scopus Vista Partners, L.P. | Delaware | 0 | 1034397 | 0 | 1034397 | 1034397 | 6.7 % | 04/09/2020 |
| Scopus Partners II, L.P. | Delaware | 0 | 124335 | 0 | 124335 | 124335 | 0.8 % | 04/09/2020 |
| Scopus Asset Management, L.P. | Delaware | 0 | 1350000 | 0 | 1350000 | 1350000 | 8.7 % | 04/09/2020 |
| Abigail P. Johnson | United States of America | 0 | 0 | 1740865 | 0 | 1740865 | 11.238 % | 10/08/2020 |
| FMR LLC | Delaware | 168777 | 0 | 1740865 | 0 | 1740865 | 11.238 % | 10/08/2020 |
| Fidelity Blue Chip Growth Fund | Massachusetts | 1235586 | 0 | 0 | 0 | 1235586 | 7.976 % | 10/08/2020 |
| HGC Investment Management Inc. | Canada | 1002700 | 0 | 1002700 | 0 | 1002700 | 6.47 % | 14/02/2020 |
| Highbridge MSF International Ltd. | Cayman Islands, British West Indies | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2020 |
| Highbridge Capital Management, LLC | State of Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 13/02/2020 |
| Polar Asset Management Partners Inc. | Canada | 880299 | 880299 | 880299 | 5.68 % | 11/02/2020 | ||
| LINDEN ADVISORS LP | Delaware | 0 | 1264600 | 0 | 1264600 | 1264600 | 8.2 % | 14/01/2020 |
| LINDEN GP LLC | Delaware | 0 | 1178041 | 0 | 1178041 | 1178041 | 7.6 % | 14/01/2020 |
| LINDEN CAPITAL L.P. | Bermuda | 0 | 1178041 | 0 | 1178041 | 1178041 | 7.6 % | 14/01/2020 |
| SIU MIN WONG | China (Hong Kong) and USA | 0 | 1264600 | 0 | 1264600 | 1264600 | 8.2 % | 14/01/2020 |
| MM Asset Management Inc. | Ontario, Canada | 0 | 1300000 | 0 | 1300000 | 1300000 | 8.39 % | 05/12/2019 |
| MMCAP International Inc. SPC | Cayman Islands | 0 | 1300000 | 0 | 1300000 | 1300000 | 8.39 % | 05/12/2019 |
| Highbridge Capital Management, LLC | State of Delaware | 0 | 1000000 | 0 | 1000000 | 1000000 | 6.46 % | 01/04/2019 |
| 1992 MSF International Ltd. | Cayman Islands, British West Indies | 0 | 1000000 | 0 | 1000000 | 1000000 | 6.46 % | 01/04/2019 |
| Davidson Kempner Partners | New York | 0 | 224880 | 0 | 224880 | 224880 | 1.45 % | 29/03/2019 |
| Thomas L. Kempner, Jr. | United States | 0 | 1200000 | 0 | 1200000 | 1200000 | 7.75 % | 29/03/2019 |
| Davidson Kempner Capital Management LP | Delaware | 0 | 1200000 | 0 | 1200000 | 1200000 | 7.75 % | 29/03/2019 |
| Davidson Kempner International, Ltd. | British Virgin Islands | 0 | 499560 | 0 | 499560 | 499560 | 3.23 % | 29/03/2019 |
| Davidson Kempner Institutional Partners, L.P. | Delaware | 0 | 475560 | 0 | 475560 | 475560 | 3.07 % | 29/03/2019 |
| Anthony A. Yoseloff | United States | 0 | 1200000 | 0 | 1200000 | 1200000 | 7.75 % | 29/03/2019 |
| LINDEN ADVISORS LP | Delaware | 0 | 1000000 | 0 | 1000000 | 1000000 | 6.6 % | 29/03/2019 |
| LINDEN GP LLC | Delaware | 0 | 927520 | 0 | 927520 | 927520 | 6.2 % | 29/03/2019 |
| SIU MIN WONG | China (Hong Kong) and USA | 0 | 1000000 | 0 | 1000000 | 1000000 | 6.6 % | 29/03/2019 |
| LINDEN CAPITAL L.P. | Bermuda | 0 | 927520 | 0 | 927520 | 927520 | 6.2 % | 29/03/2019 |
| CNH Partners, LLC | Delaware, USA | 0 | 1100000 | 0 | 1100000 | 1100000 | 8.13 % | 27/03/2019 |
| AQR Capital Management Holdings, LLC | Delaware, USA | 0 | 1100000 | 0 | 1100000 | 1100000 | 8.13 % | 27/03/2019 |
| AQR Principal Global Asset Allocation, LLC | Delaware, USA | 0 | 880000 | 0 | 880000 | 880000 | 6.51 % | 27/03/2019 |
| AQR Capital Management, LLC | Delaware, USA | 0 | 1100000 | 0 | 1100000 | 1100000 | 8.13 % | 27/03/2019 |
| AQR Absolute Return Master Account, L.P. | Cayman Islands | 0 | 880000 | 0 | 880000 | 880000 | 6.51 % | 27/03/2019 |