SPXX

Nuveen S&P 500 Dynamic Overwrite Fund SPXX

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 966907 966907 5.38 % 25/07/2024
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 679270 679270 3.78 % 10/02/2023
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 1242810 1242810 7.19 % 21/01/2022
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 1242810 1242810 7.19 % 21/01/2022
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1160937 1160937 6.75 % 19/01/2021
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1160937 1160937 6.75 % 19/01/2021
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 997793 997793 5.9 % 22/01/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 997793 997793 5.9 % 22/01/2020
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 773207 773207 4.68 % 16/01/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 773207 773207 4.68 % 16/01/2019
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 881340 881340 5.34 % 09/11/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 881340 881340 5.34 % 09/11/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1686323 1686323 10.44 % 18/01/2018
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1686323 1686323 10.44 % 18/01/2018
Eaton Vance Management United States of America 0 0 0 0 0 0 % 15/02/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1858465 1858465 11.51 % 17/01/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1858465 1858465 11.51 % 17/01/2017
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1617830 1617830 10.02 % 09/09/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1617830 1617830 10.02 % 09/09/2016
Eaton Vance Management United States of America 982447 0 982447 0 982447 6.08 % 12/02/2016
Invesco Ltd. Bermuda 603170 0 603170 0 603170 3.7 % 01/02/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1195731 1195731 7.4 % 28/01/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1195731 1195731 7.4 % 28/01/2016
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1399927 1399927 8.67 % 27/01/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1399927 1399927 8.67 % 27/01/2015
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 1228103 1228103 7.6 % 05/02/2014
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 906992 906992 5.61 % 04/02/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 906992 906992 5.61 % 04/02/2013
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1478877 1478877 9.1 % 12/01/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1478877 1478877 9.1 % 12/01/2012
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2273614 2273614 13.9 % 25/01/2011
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 2273614 2273614 13.9 % 25/01/2011
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1754591 1754591 10.8 % 09/07/2010
First Trust Advisors L.P. The Charger Corporation Illinois, U.S.A. 0 0 0 1754591 1754591 10.8 % 09/07/2010
First Trust Advisors L.P. Illinois, U.S.A. 0 926965 0 926965 926965 5.7 % 05/02/2010
The Charger Corporation Illinois, U.S.A. 0 926965 0 926965 926965 5.7 % 05/02/2010
First Trust Advisors L.P. Illinois, U.S.A. 0 926965 0 926965 926965 5.7 % 05/02/2010
First Trust Portfolios L.P. Illinois, U.S.A. 0 926965 0 926965 926965 5.7 % 05/02/2010
First Trust Portfolios L.P. Illinois, U.S.A. 0 926965 0 926965 926965 5.7 % 05/02/2010
The Charger Corporation Illinois, U.S.A. 0 926965 0 926965 926965 5.7 % 05/02/2010
Claymore Securities Defined Portfolios, Series 305 Claymore Securities Defined Portfolios, Series 305, Lisle, IL Claymore Securities Defined Portfolios, Series 341, Lisle, IL Claymore Securities Defined Portfolios, Series 380, Lisle, IL 146753 146753 0.9 % 25/01/2010
Claymore Securities Defined Portfolios, Series 305 Claymore Securities Defined Portfolios, Series 305, Lisle, IL Claymore Securities Defined Portfolios, Series 341, Lisle, IL Claymore Securities Defined Portfolios, Series 380, Lisle, IL 146753 146753 0.9 % 25/01/2010

Senat trading

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Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District