UPH

UpHealth, Inc. UPH

Trading inactive

Individual Beneficiary

Name of reporting person Citizenship or organization Sole voting power Shared voting power Sole dispositive power Shared dispositive power Amount beneficially owned Percent of class Accepted date
Lynrock Lake LP 901310 0 901310 0 901310 4.99 % 26/09/2023
Lynrock Lake Partners LLC 901310 0 901310 0 901310 4.99 % 26/09/2023
Cynthia Paul 901310 0 901310 0 901310 4.99 % 26/09/2023
Riva Ridge GP LLC Cayman Islands 0 1280771 0 1280771 1280771 7.8 % 08/03/2023
Riva Ridge Capital Management LP Cayman Islands 0 1280771 0 1280771 1280771 7.8 % 08/03/2023
Stephen Golden Cayman Islands 0 1280771 0 1280771 1280771 7.8 % 08/03/2023
James Shim Cayman Islands 0 1280771 0 1280771 1280771 7.8 % 08/03/2023
Riva Ridge Master Fund, Ltd. Cayman Islands 0 995057 0 995057 995057 6.2 % 08/03/2023
Lynrock Lake Partners LLC Delaware 1400704 0 1400704 0 1400704 8.5 % 14/02/2023
Cynthia Paul United States 1400704 0 1400704 0 1400704 8.5 % 14/02/2023
Lynrock Lake LP Delaware 1400704 0 1400704 0 1400704 8.5 % 14/02/2023
Jeffery R. Bray, Custodian, Samantha Josephine Bray UTMA 0 475504 475504 0 475504 0.32 % 14/10/2022
Jeffery R. Bray, Custodian, Anais Alexandra Bray UTMA 0 475504 475504 0 475504 0.32 % 14/10/2022
The Anais Bray Protective Irrevocable Trust 0 2699582 2699582 0 2699582 1.83 % 14/10/2022
Samantha Bray Protective Irrevocable Trust 0 6478997 6478997 0 6478997 4.4 % 14/10/2022
Alexandra Bray 0 475504 475504 0 475504 0.32 % 14/10/2022
Jeffery R. Bray 5039178 61874569 5039178 0 66913747 45.45 % 14/10/2022
AM Physicians LLC 0 962458 0 962458 962458 0.65 % 14/10/2022
Azfar M. Malik, M.D. 0 962458 0 962458 962458 0.65 % 14/10/2022
Alfonso Gatmaitan 0 1183460 1183460 0 1183460 0.8 % 14/10/2022
Jacque Butler 0 1403804 1403804 0 1403804 0.95 % 14/10/2022
The Samantha Bray Protective Irrevocable Trust 0 2699582 2699582 0 2699582 1.83 % 14/10/2022
The Bray Descendants Trust 0 1079833 1079833 0 1079833 0.73 % 14/10/2022
Jacque Butler 0 1403804 1403804 0 1403804 1 % 01/06/2022
Trust 0 6478997 6478997 0 6478997 4.5 % 01/06/2022
The Anais Bray Protective Irrevocable Trust 0 2699582 2699582 0 2699582 1.9 % 01/06/2022
The Bray Descendants Trust 0 1079833 1079833 0 1079833 0.8 % 01/06/2022
The Samantha Bray Protective Irrevocable Trust 0 2699582 2699582 0 2699582 1.9 % 01/06/2022
Jeffery R. Bray 5039178 67323274 5039178 0 72362452 50.3 % 01/06/2022
Alexandra Bray 0 475504 475504 0 475504 0.3 % 01/06/2022
Jeffery R. Bray, Custodian, Samantha Josephine Bray UTMA 0 475504 475504 0 475504 0.3 % 01/06/2022
Jeffery R. Bray, Custodian, Anais Alexandra Bray UTMA 0 475504 475504 0 475504 0.3 % 01/06/2022
Alfonso Gatmaitan 0 1183460 1183460 0 1183460 0.8 % 01/06/2022
Azfar M. Malik, M.D. 0 962458 0 962458 962458 0.7 % 01/06/2022
AM Physicians LLC 0 962458 0 962458 962458 0.7 % 01/06/2022
Mariya Pylypiv 7461644 0 7461644 0 7461644 6.3 % 21/06/2021
Chirinjeev Kathuria 43100443 0 43100443 10 43100443 36.6 % 21/06/2021
Eligere Limited Liability Company 6116842 0 0 0 6116842 5.2 % 21/06/2021
Kimberlite Social Infra Private Limited 0 0 0 684981 684981 0.58 % 21/06/2021
Richa Sana Azim 0 0 0 6116842 6116842 5.2 % 21/06/2021
Syed Sabahat Azim 0 0 0 6116842 6116842 5.2 % 21/06/2021
Notes). DELAWARE 0 788075 0 788075 788075 3.54 % 13/02/2020
Fund Management, LLC Delaware 0 75137 0 75137 75137 0.34 % 12/02/2020
Glass Delaware 0 75137 0 75137 75137 0.34 % 12/02/2020
Absolute Return Strategies LP Delaware 0 75137 0 75137 75137 0.34 % 12/02/2020
Karpus Investment Management New York 2632075 0 2632075 0 2632075 11.8 % 12/11/2019
Notes). DELAWARE 0 1608075 0 1608075 1608075 7.26 % 05/07/2019
Glass Delaware 0 1265000 0 1265000 1265000 6.5 % 11/06/2019
Fund Management, LLC Delaware 0 1265000 0 1265000 1265000 6.5 % 11/06/2019
Absolute Return Strategies LP Delaware 0 1265000 0 1265000 1265000 6.5 % 11/06/2019

Senat trading

Bureau Date de la transaction Date de réception Type Amount Commentaire

Senat Divulgation

Représentant Date de la transaction Date de divulgation Type Amount District