UpHealth, Inc. UPH
Trading inactive
| Name of reporting person | Citizenship or organization | Sole voting power | Shared voting power | Sole dispositive power | Shared dispositive power | Amount beneficially owned | Percent of class | Accepted date |
|---|---|---|---|---|---|---|---|---|
| Riva Ridge GP LLC | Delaware | 0 | 1280771 | 0 | 1280771 | 1280771 | 7.8 % | 08/03/2023 |
| Stephen Golden | United States of America | 0 | 1280771 | 0 | 1280771 | 1280771 | 7.8 % | 08/03/2023 |
| James Shim | United States of America | 0 | 1280771 | 0 | 1280771 | 1280771 | 7.8 % | 08/03/2023 |
| Riva Ridge GP LLC | Delaware | 0 | 1280771 | 0 | 1280771 | 1280771 | 7.8 % | 08/03/2023 |
| James Shim | United States of America | 0 | 1280771 | 0 | 1280771 | 1280771 | 7.8 % | 08/03/2023 |
| Stephen Golden | United States of America | 0 | 1280771 | 0 | 1280771 | 1280771 | 7.8 % | 08/03/2023 |
| Riva Ridge Master Fund, Ltd. | Cayman Islands | 0 | 995057 | 0 | 995057 | 995057 | 6.2 % | 08/03/2023 |
| Riva Ridge Capital Management LP | Delaware | 0 | 1280771 | 0 | 1280771 | 1280771 | 7.8 % | 08/03/2023 |
| Riva Ridge Master Fund, Ltd. | Cayman Islands | 0 | 995057 | 0 | 995057 | 995057 | 6.2 % | 08/03/2023 |
| Riva Ridge Capital Management LP | Delaware | 0 | 1280771 | 0 | 1280771 | 1280771 | 7.8 % | 08/03/2023 |
| UBS O’Connor LLC | Delaware | 0 | 0 | 0 | 0 | 0 | 0 % | 16/02/2021 |
| Karpus Investment Management | New York | 16600 | 0 | 16600 | 0 | 16600 | 0.1 % | 09/04/2020 |
| Karpus Investment Management | New York | 2588725 | 0 | 2596725 | 0 | 2596725 | 11.7 % | 14/02/2020 |
| UBS O’Connor LLC | Delaware | 1158400 | 0 | 1158400 | 0 | 1158400 | 5.2 % | 13/02/2020 |
| Boothbay Fund Management, LLC | Delaware | 0 | 75137 | 0 | 75137 | 75137 | 0.34 % | 12/02/2020 |
| Boothbay Absolute Return Strategies LP | Delaware | 0 | 75137 | 0 | 75137 | 75137 | 0.34 % | 12/02/2020 |
| Ari Glass | United States | 0 | 75137 | 0 | 75137 | 75137 | 0.34 % | 12/02/2020 |
| Karpus Investment Management | New York | 2632075 | 0 | 2632075 | 0 | 2632075 | 11.8 % | 12/11/2019 |
| OR | USA | 0 | 1608075 | 0 | 1608075 | 1608075 | 7.26 % | 05/07/2019 |
| Boothbay Absolute Return Strategies LP | Delaware | 0 | 1265000 | 0 | 1265000 | 1265000 | 6.5 % | 11/06/2019 |
| Ari Glass | United States | 0 | 1265000 | 0 | 1265000 | 1265000 | 6.5 % | 11/06/2019 |
| Boothbay Fund Management, LLC | Delaware | 0 | 1265000 | 0 | 1265000 | 1265000 | 6.5 % | 11/06/2019 |